Alternative investment compliance encompasses regulatory compliance, full disclosure, and stringent risk management and anti-money laundering practices. This includes maintaining accredited investor status and procedures, valuation, and internal controls that are required to legally protect the investors and owners.

Depository Participant in India has various records to maintain and report periodically to main depository of country on designed time frame in order to meet the regulatory compliance to sustain the registration in perpetuity.

Investment adviser compliance is an important role that, involves the protection of the clients' confidence in such professionals, protection of the integrity of financial markets, and avoidance of any sort of legal or regulatory fines and penalties.

To ensure that one deal with foreign investors per the law, there has to be a system of following local laws governing foreign investments like registration, reporting and tax obligations. It also ensures investment limits and that information is made available as required by the law as well as measures relating to anti-money laundering.

Collective investment compliance makes certain that pooled investment funds in form of mutual funds or hedge funds comply with the regulations and industry standards related to them. This would necessitate the management of risks as well as transparency, doing thorough due diligence and having strong internal controls to protect investors and ensure regulatory adherence.